NASDAQ OMX Riga rules and regulations

• Member Rules of NASDAQ OMX Riga
• Trading Specifications
• Rules On Listing and Trading of Financial Instruments on the Markets Regulated by the Exchange
• Rules On Cash Clearing and Financial Instrument Settlement
• Regulation On Fees Payable for Services Provided by the Exchange
  
• Procedure according to which issuers of financial instruments listed and/or traded in the trading systems of NASDAQ OMX Riga shall disclose information
• Procedure for Calculation of Quantity of Shares in Free Public Circulation
  

• Examples of fees payable by the RIG member firms
• Corporate Governance Principles and Recommendations on Their Implementation (In force as of June 1, 2010, to be used in the preparation of Corporate Governance report for 2011)

Minimum order sizes for Market makers specified by the NASDAQ OMX Riga:

Minimum order sizes for Market makers specified by the NASDAQ OMX Riga

Guidelines:

Guidelines for Cancellation of Equity Trades

Guidelines On Order Placement Through Direct Market Access

Principles of Flushing Order books

Procedure for Exchange Trader Authorization (in force as of January 3, 2011)

Application forms:

• Listing application (Word, download here)
• Application for membership
• Membership agreement
• Application for exchange trader authorization test (Word, download here)
• Application for trade cancellation (.pdf, download here)

Latvian Central Depository rules and regulations - see here.

NASDAQ OMX Nordic Market Model (in force as of April 2, 2012)

Genium INET Market Model for Fixed Income (in force as of January 9, 2012)